[RIO] is registered as an investment advisor with the state of Colorado, and its investment advisory representatives are
licensed by the state of Colorado. RIO will only transact business in other states to
the extent
RIO is registered
under,
excluded from, or exempted from state registration requirements.
No
follow up,
individualized responses to persons in
other
jurisdictions that involve either rendering
or attempting to render personalized investment advice for
compensation
will be made absent
compliance with applicable state requirements, or an applicable exemption or exclusion.